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26 Jul 2019, 12:12 pm
[contact-form-7]Contact UsShow less Roger Lee Owens Terminated by Cetera Advisors LLC Following Allegations of Violations of Firm Policies & Procedures Roger Lee Owens terminated by Cetera Advisors LLC following allegations that he violated the firm’s policies and procedures by purportedly participating in unapproved private securities transactions, FINRA notes. [read post]
26 Jul 2019, 12:12 pm
[contact-form-7]Contact UsShow less Roger Lee Owens Terminated by Cetera Advisors LLC Following Allegations of Violations of Firm Policies & Procedures Roger Lee Owens terminated by Cetera Advisors LLC following allegations that he violated the firm’s policies and procedures by purportedly participating in unapproved private securities transactions, FINRA notes. [read post]
20 Jul 2018, 12:52 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Jack Owens (Owens) left his employer Gradient Securities, LLC (Gradient Securities) in June 2018 on the heels of numerous customer complaints and regulatory sanctions. [read post]
20 Jul 2018, 12:52 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Jack Owens (Owens) left his employer Gradient Securities, LLC (Gradient Securities) in June 2018 on the heels of numerous customer complaints and regulatory sanctions. [read post]
7 Jan 2020, 9:09 am
” Specifically, Owens’ suspension arose out of Owens’ conduct in soliciting 14 investors to purchase promissory notes relating to the Woodbridge Group of Companies LLC (Woodbridge) without his firm’s approval. [read post]
16 Jul 2017, 4:22 pm
Kalama Int'l, LLC, 51 S.W.3d 345, 351 (Tex. [read post]
31 Jul 2023, 6:08 am
Below, Crowell Partner Cherie Owen discusses Kupono Gov’t Servs., LLC; Akima Sys. [read post]
19 Feb 2018, 3:22 am
Second, “LLCs are ‘creatures of contract. [read post]
8 Aug 2023, 7:01 am
Below, Crowell Partner Cherie Owen discusses MPZA, LLC, B-421568, B-421568.2, July 3, 2023, 2023 CPD ¶ 165, in which GAO discussed the amount of documentation needed to support an agency’s price analysis. [read post]
27 Feb 2023, 6:53 am
MiamiTSPi, LLC has filed a request for reconsideration, which is currently pending at GAO. [read post]
24 Mar 2015, 6:19 am
Precision Drone LLC v. [read post]
19 May 2014, 3:00 am
Dart Cherokee Basin Operating Co., LLC, 2013 WL 2237740 (D. [read post]
20 Jun 2023, 7:19 am
Below, Government Contracts Partner Cherie Owen and Summer Associate Olivia Venus discuss a U.S. [read post]
30 May 2023, 6:22 am
Below, Crowell Partner Cherie Owen discusses GAO’s decision sustaining the protest of BC Site Services, LLC, (BCSS) in which GAO found that an agency’s exchanges with offerors – even though not labeled as such – constituted discussions. [read post]
12 Aug 2014, 9:42 pm
CLS Transportation Los Angeles LLC (June 23, 2014). [read post]
7 May 2009, 2:02 pm
The jury also awarded $100,000 in punitive damages against Pneumo Abex, LLC and $400,000 against Honeywell International, Inc. [read post]
6 Mar 2023, 1:53 pm
B during contract performance. [read post]
30 Apr 2019, 5:31 am
” The court noted in particular that only “fragmentary documents” were offered regarding the contract between the Department and Owens Studio, and these documents merely established that Owens Studio was “retained to perform some work. [read post]
30 Jan 2013, 9:54 am
In Owen v. [read post]
22 Jun 2022, 2:08 pm
” In Blue Mountain Enterprises, LLC v. [read post]
